May 23, 2015

Business Process Case Study N Y Based Financial Service Firm

Client Background

New Hire (On-Board) Processing

  • The client is brand new broker dealer, offering comprehensive services for domestic and cross-border equities fixed income, derivatives for its client.
  • Its major services include Market Making, Trading and Clearing in Futures, FX, Fixed Income, IRS, Derivatives, and Equities
  • Streamline their existing SharePoint infrastructure to provide Operational efficiencies that support their planned growth.
  • Re-Architect their SharePoint site structure
  • Automate existing Business Process
  • Institute Team Collaboration
Solution Customer Benefits
SIAL provided the following services:

  • Automated following Business Processes using SharePoint workflow and SIAL Workflow templates
    New Hire Request Workflow
    Wire Payment Request Workflow
    Fixed Income Attestation
    IRS Attestation
  • Line of Business Systems integration
  • Re-branded and architected SharePoint site
  • Implemented an intuitive and user friendly DMS (Document Management System)
  • Leverage existing infrastructure for automating Business Processes
  • Fostering Team Collaboration
  • Ensure compliance to Company Policies
  • Clear accountability for & adherence to Business Processes
  • Compliance to Govt. Agency regulations
  • Low cost of ownership